Housing associations have less than four weeks to comply with new financial regulations or face potential penalties from the Financial Conduct Authority (FCA).
The Senior Managers and Certification Regime (SM&CR) coming into force on December 9, will replace the Approved Persons regime, changing how those involved in financial services are regulated.
Join us for this training session to ensure you are prepared for the new regime and have the chance to discuss these changes with your peers!
Topics Covered:
- What is the SM&CR?
- How does this affect housing associations with limited or full permission?
- New roles: Senior Managers and Certification
- Conduct Rules
- What do housing associations need to do to now and over the next year?
Speaker
James Dunn, Partner, Litigation & Dispute Resolution, Devonshires
Alice Overton, Solicitor, Banking, Corporate & Governance, Devonshires
If you have any questions or for more information, please contact seminars@devonshires.co.uk or call us on 020 7880 4440.
