Services

AQSE Listing

    We help companies prepare for admission to the Aquis Stock Exchange (AQSE), giving you clear direction on what to do, when to do it, and how to stay ahead of regulatory expectations. 

    If you are exploring an AQSE listing, we start by assessing readiness: looking at structure, governance, financial reporting and existing shareholder arrangements. From there, we map a route that keeps your transaction moving and highlights the decisions you will need to make along the way.

    As a capital markets law firm, we bring the experience needed to guide both first-time issuers and businesses returning to the market for further growth.

    The AQSE Growth Market offers a practical route for small and mid-sized companies to raise capital and build profile. Our role is to help you navigate the regulatory landscape with confidence. We use our experience of capital markets work to anticipate the steps that often slow transactions – and address them early, before they impact timing or disclosure.

    We work with UK and international businesses at pivotal points in their growth cycle, from founder-led and family-owned companies to more established groups seeking access to public markets. By coordinating closely with AQSE-approved corporate advisers, brokers and accountants, we help create a clear pathway from preparation through to admission.

    Throughout, we focus on aligning listing obligations with your wider commercial priorities. The aim is simple: to ensure you enter the market well-prepared, investment-ready and with a realistic understanding of what life as a quoted company involves.

    Our Services

    As an experienced AQSE law firm, we support you across every stage of the listing process. Whether you are refining your structure, preparing disclosure or engaging with advisers, we help you stay ahead of requirements and maintain momentum. 

    Our work typically includes:

    • Structuring your company for admission, including group simplification where needed
    • Preparing and drafting the admission document in line with the AQSE Growth Market Rulebook
    • Coordinating legal input with AQSE-approved corporate advisers and other professionals
    • Managing legal due diligence and disclosure
    • Reviewing and updating constitutional documents and governance frameworks
    • Supporting investor and shareholder communications from a legal and regulatory perspective
    • Dealing with the verification process
    • Liaising with AQSE and, where relevant, the FCA on listing and ongoing matters

    At each stage, we explain what is required, why it matters and what comes next. Where potential issues arise – for example, around historic arrangements, related party matters or disclosure sensitivities – we work with you and your advisers to find a practical route through that protects both timetable and reputation.

    A clear, commercial approach

    Admission to a public market reshapes how you report, disclose information and demonstrate governance. We explain how these obligations apply to your business and help you put in place the processes needed to meet them from day one. 

    If an issue is likely to affect timing, documentation or investor perception, we address it early. Our focus is on giving you a realistic picture of what is achievable within your proposed timetable and helping you avoid avoidable surprises once the process is underway.

    Who we advise on ASQE listings

    We advise a wide range of organisations considering an AQSE listing, including:

    • Founder-led and growth-stage companies seeking access to public markets
    • Private companies exploring liquidity or capital raising
    • Overseas businesses establishing a UK presence through AQSE
    • Corporate advisers, AQSE Exchange advisers and investors

    As a team of capital markets lawyers, we are used to working with leadership teams who may be approaching a listing for the first time. We take the time to explain what to expect, how best to prepare internally and how to communicate the changes a listing will bring across your organisation.

    Integrated legal expertise

    Our support continues after admission, helping you manage ongoing reporting, governance and commercial requirements. This includes:

    • Secondary fundraisings, including placings, rights issues and open offers
    • Regulatory compliance and market disclosures
    • Corporate governance and board advisory
    • Commercial contracts, IP protection and employment matters
    • Mergers, acquisitions and group reorganisations

    Working alongside AQSE advisers, brokers and tax specialists, we provide coordinated advice that keeps your business compliant and agile. As your AQSE solicitor team and dedicated capital markets attorneys, we help you meet regulatory expectations while staying focused on opportunities for growth.

    Meet the Team

    Helen Curtis and Prasan Modasia lead our AQSE practice, bringing extensive experience of capital markets transactions, governance matters and complex corporate restructurings. They advise companies at critical points in their development, helping leadership teams understand the implications of becoming a listed entity and preparing them for the scrutiny that follows.

    Their work spans listings, secondary fundraisings, M&A and wider corporate advisory matters. By working closely with colleagues across corporate, commercial, employment, IP and regulatory disciplines, they ensure you receive guidance that reflects the realities of an AQSE admission. If an issue has the potential to delay your timeline or affect disclosure, they will identify it early and help you address it with minimal disruption.

    We combine technical depth with a grounded, relationship-led approach. If you are preparing for an AQSE admission, we can help you clarify the requirements, structure the process and move through each stage with confidence.

    Meet the Full Team

    Don’t just take our word for it…

    Contact us

    For initial enquiries please complete this form and send us a message. We’ll direct your enquiry to the appropriate person.

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